Finra jobs in Arlington Heights, Cook County, IL

The Senior Director is a key member of the Market Oversight Surveillance and Market Intelligence section’s leadership team and is responsible for the effective generation and progression of regulatory reviews conducted by the section. This role communicates and innovates with peers across the organization to facilitate sharing of surveillance intelligence to improve our ability to meet FINRA’s...

A leading regulatory agency is seeking a Senior Director to oversee surveillance operations within the organization. This role is critical in ensuring compliance with regulatory directives and improving operational effectiveness. The candidate should possess a minimum of ten years of industry experience and strong leadership skills. Responsibilities include managing teams, leading surveillance...

A financial regulatory authority is seeking recent law graduates for the Honors Program in Chicago. This entry-level position provides hands-on legal experience in investigations and litigation, supervised by senior attorneys. Candidates will work on various legal projects and receive training in financial regulations. Strong interpersonal and communication skills are essential. A hybrid work...