Senior Compliance Officer - Credit
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UBS
Chicago 60602
Your roleDo you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Are you an expert when it comes to performing second-line-of-defense activities? Do you 'think on your feet', balancing commercial objectives with legal, regulatory and ethical considerations? Do you advocate for the importance of operational risks?We're... |
View salary & More Info |
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18 hours ago
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