regulatory compliance officer jobs in Harrison, NY

Responsibilities The Director, Quality and Regulatory Compliance (CCS) leads quality, compliance, and regulatory initiatives in support of NYBCe’s Comprehensive Cell Solutions (CCS) business unit across all geographic regions, including cell therapy collections, product development, clinical trials, and contract manufacturing of cellular therapies. Reporting to the SVP of Quality and Regulatory...

A leading recruitment firm is seeking a Vice President for Compliance Marketing Review in Greenwich, CT. This position entails conducting thorough reviews of marketing materials to ensure compliance with global regulations, applying expertise in regulatory frameworks like SEC Rule 206(4)-1, and offering proactive guidance to stakeholders. The ideal candidate will have 6-8 years of experience in...

Work Location:New York, New York, United States of AmericaHours:40Line of Business:CompliancePay Detail:$75,000 - $95,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...

Participate in and contribute to the execution of Populars Compliance Program, ensuring alignment with Corporate compliance and strategic direction and recommend policy and/or actions based on internal and external industry developments for area of Compliance Officer, Regulatory, Compliance, Officer, Senior, Support, Business Services

Date: Dec 4, 2025Location:New York, NY, US, 10004Company: PopularWorkplace Type: HybridSenior Compliance Officer II - RegulatoryUS B Regulatory ComplianceWe are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including the...

A global investment firm in New York seeks a Compliance Officer (Associate/Vice President) to establish and manage a compliance program. The ideal candidate will have over 4 years of regulatory experience, particularly in structured credit transactions, and demonstrate excellent problem-solving and communication skills. This full-time role requires office presence at least 4 days a week and...

A leading financial services firm in New York is seeking a Chief Compliance Officer to ensure compliance with laws and internal policies, primarily those from the CFTC. This role involves overseeing compliance efforts, developing policies, conducting risk assessments, and advising senior management on compliance matters. The ideal candidate has at least five years of experience in compliance...

Description : The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of core compliance programs and processes and helps manage the various relationships with our US regulators. Responsibilities: Assist with the coordination of examinations and inquiries by regulators covering various businesses, functions and topics, including operations,...

Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships and networks combine to deliver a...

We're seeking someone to join our team as a Digital Assets Advisory Compliance Officer in Wealth Management Compliance to shape Morgan Stanley Wealth Management's U.S. digital assets business by navigating emerging regulations, collaborating across legal and risk teams, and driving the development of policies and controls that support innovation and regulatory integrity.In the Legal & Compliance...

Senior Compliance OfficerPosition Details* Provide ongoing compliance support to WorldQuant Millennium Advisors ("WMA")* Conduct ongoing WMA compliance reviews* Assist with transitional and structuring matters related to the expansion of WMA* Assist with the launches of new WMA funds and separately managed accounts ("SMAs")* Monitor regulatory changes, updates and industry-wide compliance...

Responsibilities The primary responsibilities of the Compliance Testing Officer include: Managing the firm’s annual compliance testing programCoordinating the execution of testing reviews with stakeholders across various departments and ensuring reviews are conducted in accordance with firm procedures.Assist in the development of the firm’s compliance testing program, including testing...

Job Description A Regulatory Compliance Coordinator position is currently available within the Tisch Cancer Institute. The incumbent will work with investigators and the Cancer Clinical Trials Office (CCTO) infrastructure to manage cancer clinical trials for the division. Duties include, but are not limited to, management of clinical studies through the regulatory portion of the trial submission...

A global investment bank is seeking a Director to join its Central Compliance team in New York. The role focuses on governance, regulatory change management, and vendor oversight, requiring strong leadership and process improvement skills. Candidates must have over 10 years of Compliance experience within a financial institution and demonstrate exceptional drafting and project management...

APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE DIRECTOR OF SOCIAL SERVICE CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE CHANGEDomestic Violence Services (DVS) provides a variety of comprehensive immediate and long-term support services to survivors of Domestic Violence and their families. DVS is the primary mechanism through which the City of New York...

About BetaNXTBetaNXT is a leading provider of frictionless wealth management infrastructure, real-time data solutions, and an enhanced advisor experience. We invest in platforms, products, and partnerships to accelerate growth for the ecosystem we serve. Our connective approach empowers our clients to deliver a comprehensive, end-to-end advisor and investor experience.BetaNXT is a premier...

Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We're optimists for change and we help clients initiate, navigate and benefit from transformation. We believe optimism is a force multiplier, helping clients to...

Company ProfileMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.As a market leader, the talent and passion of our people is critical to...

Work Location:New York, New York, United States of AmericaHours:40Line of Business:CompliancePay Detail:$180,000 - $225,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues...