Financial Compliance jobs in Pasadena, TX

A private Christian liberal arts institution in Houston seeks a Director of Financial Aid to oversee operations, ensure compliance with regulations, and enhance student services. The role demands a minimum of five years of experience in financial aid, strong leadership skills, and proficiency in relevant software. The successful candidate will facilitate financial aid processes, manage a...

You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact.In return for your drive, determination, and curiosity, we'll provide the resources, mentorship, and opportunities to help you quickly broaden your expertise, grow into a well-rounded professional, and contribute to work that...

Who We AreAt Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take action in their financial lives, for today and tomorrow.We align to a set of Values that are the core pillars that define our culture and help bring our brand purpose to life:* We are stronger as one: We...

Overview The Chief Compliance Officer, VFA Registered Investment Advisor, is responsible for overseeing the Firm’s investment advisory compliance program, ensuring adherence to regulatory requirements, and promoting a culture of integrity.Responsibilities Compliance Advisory: Providing regulatory and compliance advice in connection with advisory products and services, including in-plan and retail...

Your Journey at Crowe Starts Here:At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well‑being, and nurture your career. Everyone has equitable access to opportunities for career growth and leadership. Over our 80‑year history,...

Lead Consultant, IT Risk & Compliance - Financial SectorDescription & RequirementsThe IT Risk & Compliance team assists organizations from various industries in managing IT governance, cybersecurity, and regulatory compliance. With expertise in numerous cybersecurity frameworks and regulations, we offer services such as IT audits, risk and maturity assessments, data protection, and control...

Consulting Staff - Financial Institutions Regulatory Compliance & BSA( Job Number: 28189) Employee Status :RegularSchedule:Full Time Primary Location :Seattle, WA Other Locations :Napa, CA, Pasadena, CA, Woodland Hills, CA, San Diego, CA, Bellingham, WA, Denver, CO, Walnut Creek, CA, El Segundo, CA, San Francisco, CA, Everett, WA, Phoenix, AZ, Healdsburg, CA, Remote, Tri-Cities, WA, Santa...

Company Profile: At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions. Creating a best-in-class employee experience is at the heart of...

About the Job As a Personal Financial Representative, you will engage with our Members and prospective Members to identify needs and educate them on products and services that will improve their financial wellbeing and quality of life. Eager to build strong, long-term meaningful relationships, our Personal Financial Representatives have a passion for exceptional Member service. Personal...

PEMEX Deer Park is a highly complex refinery located 18 miles east of Houston in Deer Park, TX, and is a part of the PEMEX group which is a fully integrated oil company in the Americas, working across the entire value chain: exploration, production, industrial processing/refining, logistics and marketing. PEMEX Deer Park provides a diverse and inclusive work environment that employs approximately...

A leading financial services firm in Houston is seeking a Tax Manager to oversee Sales & Use Tax, Property Tax, and Unclaimed Property functions. The ideal candidate will have over 8 years of experience in the auto finance industry and proven leadership skills. Responsibilities include managing tax compliance processes and ensuring adherence to regulations. This position offers a dynamic work...

Join to apply for the Principal Marketing Compliance Manager role at Circle. Circle is a financial technology company at the epicenter of the emerging internet of money, where value can finally travel like other digital data — globally, nearly instantly and less expensively than legacy settlement systems. This ground‑breaking new internet layer opens up previously unimaginable possibilities for...

Overview Husch Blackwell LLP is a national law firm with multiple locations across the United States, dedicated to our clients and the industries they serve. We have an immediate opening for a Consumer Finance Regulatory/Compliance Senior Counsel with a minimum of ten years of experience preferred. We will consider candidates for any of our offices including our virtual office, The Link. The...

Senior Sales Operations Analyst (Legal/Compliance) - Hybrid (CT/ET) R0052590 | FCC | HQ SCOE - CS/C T Corporation SystemSummaryThe Senior Sales Operations Analyst supports and manages operational and administrative workflows and reporting for New Partnerships and Partnership Management (Sales). This position involves executing and optimizing key operational strategies and objectives as determined...

The Weaver ExperienceWeaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to the world of accounting, which includes creating a diverse, collaborative, and entrepreneurial workplace culture. Our leaders truly care about the well-being of all our employees and encourage them to...

Would you like to be a part of a leading Trade Compliance Program?Do you enjoy leading projects that promote continuous improvement?Join our leading Trade Compliance TeamOur Legal Team takes responsibility for developing and safeguarding our company's global legal strategy. We partner with the business to develop, maintain, and follow compliance policies, providing legal advice and guidance to...

A leading financial services firm in Houston is seeking a Chief Compliance Officer. The ideal candidate will have 10-15 years of compliance experience in asset management, a deep understanding of SEC regulations, and excellent communication and leadership skills. This role involves managing regulatory examinations and ensuring effective compliance strategies are in place. A comprehensive benefits...

Chief Compliance Officer - Mutual Funds Join to apply for the Chief Compliance Officer - Mutual Funds role at Corebridge Financial. At Corebridge Financial, we believe action is everything. That’s why every day we partner with financial professionals and institutions to make it possible for more people to take action in their financial lives, for today and tomorrow. Core Values - We are...

Company Profile: At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions. Creating a best-in-class employee experience is at the heart of...

Wolters Kluwer's ftwilliam.com platform empowers professionals to streamline Defined Benefit (DB) plan compliance testing, valuation, and proposal generation.As an Industry Solutions Consultant - DB Compliance QA, you'll play a critical role in ensuring our solutions meet the highest standards of accuracy and functionality. In this position, you'll leverage your expertise in ERISA regulations and...