compliance associate jobs in Walnut Creek, CA

Moffatt & Nichol specializes in large complex waterfront infrastructure projects and is recognized as one of the worldwide leaders in this field. We are actively looking for a Environmental NEPA Compliance Lead to join our Water Practice Environmental team and can be located in any one of our US offices. As part of the Water Practice Environmental Group, this role will serve as our companywide...

Are you ready to take the next step in your career? Are you an individual who takes pride in delivering exceptional work? Brown and Caldwell is looking for a strategic Environmental Engineer with an established track record of environmental compliance and client development with clients in the private sector. When you join Brown and Caldwell you will enjoy a unique and welcoming culture and we...

At KPMG, you can become an integral part of a dynamic team at one of the world's top tax firms. Enjoy a collaborative, future-forward culture that empowers your success. Work with KPMG's extensive network of specialists; enjoy access to our Ignition Centers, where deep industry knowledge merges with cutting-edge technologies to create innovative tax solutions. Join a diverse team helping...

About the Company Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries. Our mission is to unlock the next era of financial, creative, and personal freedom by providing trusted access to the decentralized future. We...

3 weeks ago • Be among the first 25 applicants Location: New York, New York; San Francisco, California About the Company Gemini is a global crypto and Web3 platform founded by the Winklevoss twins in 2014, offering a wide range of simple, reliable, and secure crypto products to individuals and institutions in over 70 countries. Our mission is to unlock the next era of financial, creative, and...

Overview A rapidly growing fintech is looking to bring on a Compliance Associate to the team. Reporting to the Head of Compliance, the Compliance Associate will support the overall Core Compliance Program as well as elements of the Fund Formation and Administration process, as well as the SOC Compliance initiative. The position provides exposure to the full regulatory and operational lifecycle...

Ready to be pushed beyond what you think you’re capable of? At Coinbase, our mission is to increase economic freedom in the world. It’s a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform — and with it, the future global financial system. To achieve our mission, we’re seeking a very specific candidate. We want someone who is...

A leading Private Equity firm is seeking a Compliance Associate to serve as a compliance generalist. This role involves drafting and updating compliance policies, managing the firm's code of ethics, and assisting with regulatory filings. Ideal candidates will have over 2 years of Advisers Act compliance experience and must be willing to work in the office two days a week. The position offers a...

A leading fundraising consultancy is looking for an Associate Director for Contracts and Compliance. The role involves managing client contracts and compliance filings, ensuring timely execution of agreements. Successful candidates should have 3-5 years of experience in project management or similar roles, possess strong analytical and organizational skills, and be detail-oriented. The position...

Join to apply for the Senior Associate, Sales Compliance Analytics role at DoorDash About The Team The Sales Compliance team is responsible for designing and ensuring effective Sales Compliance and Controls across DoorDash’s sales organization. The Sales Compliance team is part of the larger Sales Strategy & Operations team which accelerates productivity and develops go-to-market strategies and...

Associate / Senior Associate - Compliance Operations About Office Hours Office Hours is a knowledge-sharing platform and tech-focused expert network. We work with a range of different clients including leading investors, consulting firms, and startups, who come to us with questions around a certain topic or industry. We connect them to human experts that can speak to these topics via...

A prominent investment firm in San Francisco is seeking an Associate for their Compliance program to support regulatory adherence and risk management. The ideal candidate will have a Bachelor’s degree and 3-4 years of relevant experience, with strong organizational and communication skills. This role offers a competitive salary range of $110,000 - $150,000 and opportunities for professional...

Compliance Officer III (Administrative Services Group) - Full-time Experience : 7-10 years Degree : Bachelor's Relocation : Yes Bonus : Yes Occasional Travel : Yes Job Description : This position is within the Administrative Services Group Compliance Function and is responsible for taking a lead role in ensuring that the assigned Business Lines policies and procedures align with corporate...

Join to apply for the Risk & Compliance - Associate Manager role at Sia Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We’re optimists for change and we help clients initiate, navigate and benefit from...

Transaction Monitoring Associate - Payment Compliance Airbnb was born in 2007 when two hosts welcomed three guests to their San Francisco home, and has since grown to over 5 million hosts who have welcomed over 2 billion guest arrivals in almost every country across the globe. Every day, hosts offer unique stays and experiences that make it possible for guests to connect with communities in a...

Boston, Massachusetts, United States; Remote; San Francisco, California, United States; Seattle, Washington, United States About Jade Biosciences Jade Biosciences is focused on developing innovative, best‑in‑class therapies to address critical unmet needs in autoimmune diseases. Our lead candidate, JADE101, is designed to inhibit the cytokine APRIL (A Proliferation‑Inducing Ligand) and is being...

Associate Director, Contracts and Compliance Join to apply for the Associate Director, Contracts and Compliance role at CCS Fundraising. TITLE: Associate Director, Contracts and Compliance LOCATION: Los Angeles, CA or San Francisco, CA REPORTS TO: Corporate Counsel DEPARTMENT: Corporate TYPE: Full Time, Hybrid (one - two days in-office) with occasional travel to other CCS offices may be...

A tech-focused expert network in San Francisco is seeking an Associate / Senior Associate in Compliance Operations. You will build and manage compliance programs, monitor risks, and collaborate with cross-functional teams. Ideal candidates have 2-10 years of experience in compliance or related fields. This position offers a competitive salary ranging from $80,000 to $120,000, hybrid work options,...

A leading crypto company is looking for an Associate in Compliance to support their Credit Card product. Candidates should have 2-4 years of experience in compliance and a strong understanding of consumer lending regulations. Responsibilities include managing the issue-management program, developing compliance indicators, and collaborating with legal teams. A competitive salary range of $82,500 –...

A rapidly growing fintech company is seeking a Compliance Associate in San Francisco. This role supports the overall Core Compliance Program and offers exposure to the regulatory lifecycle of investment advisories. Responsibilities include updating compliance manuals, administering Web CRD, and preparing for audits. The position requires 3-5 years of compliance experience and relevant FINRA...